Tech Governance

USPTO Guidance for Examiners Takes Expansive View of Myriad and Prometheus Decisions

  • On March 4, 2014, the USPTO issued guidance to examiners on patent eligibility.

  • The memo addresses claims involving:

    • Products of nature

    • Laws of nature

  • It follows Supreme Court decisions in Myriad and Prometheus.

  • Although not legally binding, it significantly impacts U.S. patent prosecution.

  • The scope of the guidance is broad.


Legal Background

  • U.S. patent law broadly defines patentable subject matter.

  • The Supreme Court recognizes three exceptions:

    • Products of nature

    • Laws of nature

    • Abstract ideas

  • This guidance focuses on:

    • Products of nature

    • Laws of nature


Products of Nature (After Myriad)

Key Supreme Court Holding

  • Isolated genomic DNA = not patent eligible.

  • cDNA (not naturally occurring) = patent eligible.

  • Standard: the claimed invention must be “made different by human hands.”

USPTO Position

  • Applies a broad interpretation.

  • Claims must be:

    • Non-naturally occurring

    • “Markedly different” in structure from the natural product.

  • Examples of natural products:

    • Plasmids

    • Small molecules

    • Minerals

    • Antibodies

    • PCR primer pairs

Practical Impact

  • “Markedly different” is unclear and will be decided case-by-case.

  • Even isolated or purified natural products may face rejection.


Strategies for Protecting Product-Based IP (U.S.)

  • Include multiple claim variations with increasing levels of modification.

  • The more structural modification, the stronger the eligibility argument.

  • Still include broad claims (pre-Myriad style) for:

    • International protection

    • Future legal developments


Comparison with Europe (EPO)

  • European Patent Office (EPO) rules differ.

  • In Europe:

    • Isolated elements from the human body can be patentable.

    • Even if structurally identical to natural elements.

    • Industrial application must be disclosed.

  • Europe currently allows broader protection for isolated molecules.

  • Best practice:

    • Draft claims suitable for both U.S. and European standards.


Laws of Nature (After Prometheus)

Key Supreme Court Holding

  • Methods based solely on natural correlations are not patent eligible.

  • Example: Adjusting drug dosage based on metabolite levels.

USPTO Approach

  • Applies a “significantly different” standard.

  • Claims must:

    • Include additional steps beyond the natural law.

    • Apply the law in a meaningful, specific way.

    • Add “significantly more” than the natural principle itself.


USPTO Examples

Patent-eligible examples include:

  • Diagnostic method specifying:

    • A particular antibody

    • A specific detection method (e.g., flow cytometry)

  • PCR method specifying:

    • Particular primer pairs

    • Full reaction details

Implication:

  • Generic claims are likely to be rejected.

  • Specific, detailed claims are more defensible.


Strategies for Protecting Law-Based IP (U.S.)

  • Do not claim the natural law itself.

  • Claim a specific, practical application.

  • Avoid preempting all uses of the natural law.

  • Include unconventional or additional steps integrating the law.

  • Also file broader claims for international protection.


Europe vs. U.S. on Laws of Nature

  • EPO excludes discoveries and scientific theories.

  • However, practical applications of discoveries remain patentable.

  • Example:

    • The invention in Prometheus was allowed in Europe as an in vitro method.

  • Europe has its own limits (e.g., medical treatment methods).


Key Takeaways

  • The USPTO has adopted a broad reading of Myriad and Prometheus.

  • Many biotech and diagnostic inventions face higher eligibility hurdles.

  • Patent applicants must:

    • Assess whether claims involve products or laws of nature.

    • Draft carefully with U.S. standards in mind.

    • Coordinate U.S. and European filing strategies.

  • Early cross-jurisdictional review is essential for strong global protection.

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