Tech Governance

Did the USPTO Really Improve the ‘After Final Consideration Pilot’?

AFCP 2.0 Overview

  • On October 1, 2014, the USPTO announced the After Final Consideration Pilot 2.0 (AFCP 2.0).

  • Designed to improve communication between examiners and applicants.

  • Replaced the original AFCP program with added features.

  • Free to use.

  • Effective through September 30, 2015.


Key Differences from Original AFCP

1. Amendment to an Independent Claim Required

  • Response after final rejection must:

    • Include an amendment to at least one independent claim.

    • Not broaden the scope of the claim.

  • Purpose:

    • Focus the program on applications more likely to benefit.

  • This requirement did not exist under the original AFCP.

2. Examiner-Initiated Interview

  • If claims are not in condition for allowance:

    • Examiner will request an interview with the applicant.

  • Form PTO/SB/434:

    • Confirms applicant’s willingness to participate in such interview.


Practical Impact & Limitations

  • Amendment requirement may:

    • Improve program efficiency.

    • Limit participation to narrower cases.

  • However, it does not necessarily provide added advantages to applicants.

  • Examiners retain discretion to:

    • Decline consideration if additional search/analysis is required.

    • Determine whether the allotted AFCP 2.0 time is sufficient.

  • Process requires examiner to:

    1. Decide if further search/consideration is needed.

    2. Determine if it can be completed within allotted time.

    3. Then consider amendments and possibly conduct an interview.


Overall Takeaway

  • Increased allowance statistics may reflect reduced participation rather than improved outcomes.

  • Applicants should still expect advisory actions where:

    • Examiners determine further search or consideration is required.

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